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IOP Science

Can an Accepted Manuscript be withdrawn or retracted?

Once an accepted manuscript or published article is available online, it is considered to be a part of the permanent scholarly record and it cannot be withdrawn, unless the research is found to: 

  • Contain defamatory content. 
  • Violate the privacy of a research subject. 
  • Be the subject of a court order. 
  • Pose a serious health risk to the general public if acted upon. 

In instances where the article available online is not the subject of any of the above, it can be retracted, however, if it meets the Committee on Publication Ethics (COPE) retraction guidelines. As a member of COPE, we will investigate any scientific or legal concern regarding an accepted manuscript or published paper following the COPE guidelines and retract the manuscript if needed. 

When articles are retracted they are not removed from the website, as per COPE guidelines, they are retained with a clear notice of retraction and bibliographic databases are notified. Retaining the original work ensures transparency of the published record, as online versions may have been accessed and cited by researchers prior to retraction. Copyright still applies to retracted articles, meaning permission may be required to re-use the retracted work, or submit the retracted work to another journal. 

To request a withdrawal or retraction, please contact the IOP Publishing Research Integrity Team.

Who can read an Accepted Manuscript?

Accepted manuscripts will be available based on the same rules used for version of record publication: if the author has indicated that they wish to publish their article open access, the accepted manuscript will be freely available to everyone. If not, the accepted manuscript version will only be available to subscribers of the journal. We do not offer the option to purchase access to individual accepted manuscripts via our IOP Document Delivery Service, however, this is available to customers once the final version of record is published.

Please note that once an accepted manuscript has been published as open access we cannot reverse this decision.

Can I opt out of Accepted Manuscripts?

For most researchers there is no reason to opt out of this process. However, researchers planning promotional activity, like a press release, either with us or their institution, may wish to opt out to maintain the traditional embargo period for journalists. Also, researchers currently engaging in IP or patent applications may wish to opt out of accepted manuscripts. Authors who wish to opt out can select ‘No’ when answering the following question in the submission form:

Accepted Manuscripts

Author manuscripts are made available on IOPscience within 24 hours of acceptance. At this point, the manuscript will be made available on the journal’s website with a Digital Object Identifier (DOI) and will be fully citable. For more information about our accepted manuscript policy please refer to our accepted manuscripts FAQs.

Would you like your accepted manuscript to be made available online within 24 hours of acceptance?

Before the article is accepted, authors can contact the journal to change their selection. However, as soon as the article is accepted the process will be automatic, so whichever option has been selected up to that point will be immediately applied and cannot be changed.

What’s the process for Accepted Manuscripts?

Once the acceptance decision has been made and we have received a signed copyright form, the accepted version of the manuscript will be made available online within 24 hours of acceptance. This version of the manuscript will not be language-edited or typeset and will be provided as a flat PDF. We will continue to work with authors on the production of their article, and the final version of record will replace the accepted manuscript version once this has been completed.

The accepted manuscript will be available as a PDF on the journal website. It will be the same as the version accepted for publication, with the original figures and formatting. We will then continue to work with the authors to improve the paper for the final version of record. In order to make the accepted manuscript available as efficiently as possible, we are only able to make a watermarked PDF version of the original source file available online. Any supplementary content will be made available when the final version of record is published.

Journals which the Ethical Policy applies to

The IOP Ethical Policy for Journals applies to all the titles listed below. Other journals we publish with partner organisations not listed operate using the partners’ ethical policies.

* These journals are not members of COPE.

Handling cases of alleged misconduct

IOP Publishing is a member of the Committee for Publication Ethics (COPE) and adheres to COPE’s Guidelines regarding misconduct and retractions, including the processes set out in COPE’s flowcharts. We take ethical allegations very seriously and believe it is our responsibility to maintain the integrity of the scientific record as far as possible. 

Our relationship with our authors is based on trust, and we publish submitted material in good faith. However, if a possible breach of ethics is brought to our attention, we will refer the case to our Research Integrity Team for investigation. We follow the COPE guidelines on responding to whistle-blowers, which includes protecting your anonymity. 

The team will seek the support of relevant individuals across the business, and may obtain advice from the journal’s Editorial Board. In some instances, the team may need to escalate an investigation to author’s institution(s) for further support or information. The team will ensure to take a balanced and objective approach, as well as reach out to the accused individuals in every instance, to provide them with the opportunity to comment on the matter before committing to a particular course of action.  

The team will decide the most appropriate approach to take according to industry guidelines and advise on any corrections (including retractions) that may be required to the published record, following the STM Guideline for the Preservation of the Objective Record of Science (2006). All relevant parties will be informed of the outcome of the case. 

Please note:

  • Misconduct investigations are sensitive and can take time. The Research Integrity team would appreciate patience while they investigate, by allowing them the time and space to review the matter in full.  
  • Due to the nature of investigations, we are unable to provide a timeline for when a particular case will be resolved by. 
  • IOP Publishing has the right to contact an individual’s institution regarding allegations of misconduct, according to the COPE Guidelines.
  • IOP Publishing has the right to share manuscripts and related information with other Publishers and Editors during the course of an investigation, according to the COPE Guidelines.
  • IOP Publishing has the right to request proof of identity in cases where identity theft is alleged or suspected. 
  • IOP Publishing has the right to request access to the raw data related to any manuscript, either under consideration or published, at any time.
  • IOP Publishing reserves the right to issue an expression of concern to a paper which is the subject of an ongoing investigation, such as when we are unable to resolve a case swiftly or when a third party is involved. 
  • Subject to a full investigation, IOP Publishing reserves the right to retract an accepted or published article that is found to have breached our licence to publish and/or meets the COPE criteria for retractions.
  • In instances where a breach of ethics is suspected with an unpublished work (a submitted manuscript or accepted manuscript that has not yet been made available on IOPscience), IOP Publishing reserves the right to reject or rescind the acceptance of the paper.
  • IOP Publishing reserves the right not to work with anyone who is abusive to our staff, authors, reviewers or editors. Please see our respect for others policy for more information. 

To report any concerns relating to potential misconduct, please contact the editorial office for the relevant journal. You can find contact information for all IOP journals here. Alternatively, you can contact the Research Integrity Team directly.  

Ethics in peer review

IOP Publishing is a member of the Committee for Publication Ethics (COPE) and we follow their guidelines when investigating all allegations of misconduct.

IOP journals are international in authorship and in readership and referees are carefully selected from the worldwide research community. Referees’ names are kept confidential and may only be disclosed to journal Editorial Board members, who are also instructed to maintain confidentiality. Unbiased consideration is given to all manuscripts offered for publication regardless of the race, gender, religious belief, ethnic origin, citizenship, political philosophy, sexual orientation, age or reputation of the authors.

Information and ideas obtained whilst acting as a referee must be kept confidential and not used for competitive advantage. Referees should disclose any conflicts of interest as described here. Referees should inform the journal if they are unable to review a paper or can do so only with some delay. They should not delay the peer review process unnecessarily, either deliberately or inadvertently.

Referees should judge objectively the quality of the research reported, give fair, frank and constructive criticism and refrain from personal criticism of the authors. Comments made by referees may be seen by the authors. Therefore referees’ judgements should be explained and supported so that authors can understand the basis of the comments and judgements.

Referees are expected to point out relevant work that has not been cited, and use citations to explain where elements of the work have been previously reported. If they believe that the work is substantially similar to a manuscript or any paper published or submitted to another journal, they should report this to the journal staff for further investigation.

We request that referees do not contact authors directly. Many IOP journals consult two referees and the opinion of one reviewer may not reflect the journal’s final decision on an article. Receiving partial advice from one referee can give authors a misleading impression of the peer review process. If there is a particularly urgent reason for contacting the author then this should be done via the journal office.

Conflicts of interest

Authors

All authors and co-authors are required to disclose any potential conflicts of interest when submitting their article. Any conflicts of interest should be included in an acknowledgements section.

Examples of financial interests that should be disclosed:

Any direct sources of funds (employment, grants, patents, stock ownership, sponsorships etc.) or indirect sources of funds (consulting fees, honoraria, equipment supplies etc.) where the funding organisation stands to gain/lose from the publication of the article or could be seen to have influenced the submitted work.

Examples of personal relationships/academic competitions that should be disclosed:

Any unpaid roles that the authors have that could influence the publication process. These would include unpaid advisory affiliations and memberships of professional organisations.

Any personal relationships/beliefs that could be seen as a conflict should also be disclosed. This would include having a relative who works for an organisation funding the work.

It is difficult to specify the threshold at which a financial or other interest becomes significant. Two practical guidelines are:

1

to declare any competing interests that could embarrass you were they to become publicly known after your work was published;

2

to declare any information which, when revealed later, would make a reasonable reader feel misled or deceived.

Declaring conflicts of Interest:

Any potential conflicts of interest should be declared in the acknowledgements section.

If you are submitting to a double-anonymous review journal, the full disclosure should be included in your cover letter.

Reviewers

To uphold impartiality, reviewers should consider any potential conflict of interest before agreeing to review and should decline in the following instances:

  • You are in direct competition with the authors
  • You are a co-worker or collaborator or have a personal relationship with one of the authors
  • You are affiliated with the same institution as one of the authors
  • You are in a position to exploit the authors’ work (commercially or otherwise)
  • You are in a position which prevents you from giving an objective opinion of the work.

Reviewers are expected to act within the spirit of the Nolan principles of public life.

If you are unable to act as a reviewer due to a conflict of interest, we will select an alternative reviewer.

If you have been asked to review an article for one of our double-anonymous journals, please notify the journal staff if you suspect a potential conflict of interest.

Editors, Board Members and Editorial Staff

Editors and Editorial Board Members are welcome to submit papers to the journal. Submissions from Editors and Board Members are subject to the same standards and review process as all other submissions, and Editor or Board Member status has no bearing on editorial decision making. If an Editor or Editorial Board Member is on the author list, they will not be eligible for reviewing or overseeing the peer review process on that paper. Our peer review system will also prevent them from having any additional information about their paper, for example, the name of the reviewers or the confidential comments to the Editor.

Editors, Board Members and editorial staff are expected to declare any conflict of interest relating to a particular manuscript, notifying the journal staff and requesting they be recused from any involvement in the peer review or processing of that manuscript.